**美国SEC调查OpenAI首席执行官奥特曼内部通信：涉嫌误导投资者**
据《华尔街日报》援引知情人士透露，美国证券交易委员会（SEC）正在对人工智能公司OpenAI的首席执行官山姆·奥特曼的内部通信进行调查，以查明该公司投资者是否在某些情况下受到了误导。SEC已经向OpenAI的现任和前任官员及董事寻求获取内部记录，并在12月向该公司发出了传票，表明监管机构对这一问题的重视。
此次调查的背景是，OpenAI在11月做出决定，解雇奥特曼并将其从董事会中除名。当时，董事会成员指责奥特曼在沟通中存在不透明的情况，但并未具体说明其不当行为的细节。这一突然的人事变动引发了外界对OpenAI内部管理和透明度的疑问，而SEC的介入进一步加深了这些疑虑。
OpenAI，这家由马斯克等人创办的公司，近年来因其人工智能技术，尤其是知名的聊天机器人ChatGPT而备受关注。此次SEC的调查可能会对OpenAI的公众形象和未来融资计划产生影响，同时也可能揭示出硅谷科技公司在治理和信息披露方面可能存在的问题。
目前，OpenAI和奥特曼本人尚未对SEC的调查公开置评。此事的发展将对人工智能行业的合规标准和投资者保护带来深远影响，同时也提醒业界，即使在快速发展的科技领域，透明度和合规性仍然是不容忽视的基石。
英语如下：
**News Title:** “SEC Probes OpenAI Over Sam Altman’s Internal Communications: Misleading Investors Allegations”
Keywords: SEC investigation, OpenAI, Sam Altman
**News Content:**
The U.S. Securities and Exchange Commission (SEC) is investigating the internal communications of OpenAI’s CEO Sam Altman, according to sources cited by The Wall Street Journal, over concerns that the company may have misled investors in certain instances. The SEC has sought internal records from current and former OpenAI officials and directors, issuing a subpoena to the company in December, indicating the regulator’s seriousness about the matter.
The investigation comes amid OpenAI’s decision in November to dismiss Altman and remove him from the board. At the time, board members accused Altman of lacking transparency in his communications, though specific details of any misconduct were not disclosed. This sudden personnel change raised questions about OpenAI’s internal management and transparency, with the SEC’s involvement deepening these concerns.
OpenAI, the company co-founded by Elon Musk, has garnered significant attention in recent years for its artificial intelligence technology, particularly its popular chatbot, ChatGPT. The SEC’s probe could impact OpenAI’s public image and future fundraising efforts, potentially exposing governance and disclosure issues within Silicon Valley tech firms.
Neither OpenAI nor Altman have publicly commented on the SEC investigation so far. The development will have far-reaching implications for compliance standards and investor protection in the AI industry, underscoring the importance of transparency and compliance, even in the fast-paced world of technology.
【来源】https://www.jiemian.com/article/10857355.html
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