据财联社周日报道，美国证券交易委员会（SEC）正在对投资顾问机构在使用人工智能（AI）方面的状况进行调查。SEC作为美国证券市场的主监管机构，其主席对AI技术持怀疑态度。此调查正值华尔街投资顾问机构纷纷考虑采用AI工具之际。
近年来，人工智能在金融领域的应用越来越广泛，包括投资顾问、风险管理、交易决策等多个环节。然而，AI技术的引入也引发了一系列监管问题，包括数据隐私、算法透明度等。SEC的调查旨在确保投资顾问在利用AI技术时，遵守相关法规并保障投资者利益。
与此同时，我国也在不断加强金融科技监管，确保AI等技术在金融领域的合规应用。近期，我国监管部门出台了一系列政策，对AI在金融领域的应用进行了规范和引导。
Title: SEC Investigating Investment Advisors’ Use of AI
Keywords: SEC, Investment Advisors, Artificial Intelligence
News Content:
According to a report by Cailian News on Sunday, the U.S. Securities and Exchange Commission (SEC) is investigating the use of artificial intelligence (AI) by investment advisory firms. As the main regulator and supervisor of the U.S. securities market, the SEC chair has been skeptical about AI technology. The investigation comes as Wall Street investment advisors are considering adopting AI tools.
In recent years, the application of artificial intelligence in the financial sector has become increasingly widespread, including in investment advisory, risk management, and trading decision-making roles. However, the introduction of AI technology has also raised a series of regulatory issues, including data privacy and algorithm transparency. The SEC’s investigation aims to ensure that investment advisors comply with relevant regulations and protect the interests of investors when using AI technology.
Meanwhile, China is also strengthening financial technology regulation to ensure the compliant application of technologies such as AI. Recently, regulatory authorities in China have introduced a series of policies to regulate and guide the application of AI in the financial sector.
【来源】https://www.cls.cn/detail/1540741
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