中国证监会于2月9日发布声明，称将制定并实施一项专项整治工作方案，旨在依法从严打击证券从业人员违规炒股行为。这一举措体现了监管部门对于证券市场违规行为的零容忍态度，并旨在维护市场的公平性和透明度。
根据该方案，证监会将加强对证券从业人员炒股行为的监管，包括但不限于对其交易账户的实时监控，以及对从业人员及其亲属的股票交易行为进行严格审查。违规行为一经确认，证监会将依法进行处罚，包括但不限于罚款、没收违法所得、暂停或吊销从业资格等。
此专项整治工作方案的发布，是对证券从业人员职业行为规范的一次重要强化，也是证监会加强证券市场法治建设、保护投资者权益的具体行动。证监会强调，证券从业人员应当严格遵守法律法规，坚守职业操守，维护市场秩序，任何违规行为都将受到法律的严惩。
The China Securities Regulatory Commission (CSRC) issued a statement on February 9th, announcing the development and implementation of a special rectification work plan to strictly crack down on securities practitioners’ violations of regulations involving illegal stock trading. This move reflects the regulatory body’s zero-tolerance attitude towards irregularities in the securities market and aims to safeguard market fairness and transparency.
Under the plan, the CSRC will strengthen the supervision of securities practitioners’ stock trading behaviors, including but not limited to real-time monitoring of their trading accounts, and a strict review of stock trading activities of practitioners and their relatives. Once violations are confirmed, the CSRC will take legal penalties, which may include fines, confiscation of illegal gains, suspension or revocation of qualifications, among others.
The release of this special rectification work plan is an important reinforcement of the professional conduct standards for securities practitioners, and it also represents the CSRC’s concrete actions to enhance the rule of law in the securities market and protect investor interests. The CSRC emphasized that securities practitioners must strictly comply with laws and regulations, adhere to professional ethics, and safeguard market order. Any violation will be severely punished by law.
Title: CSRC Cracks Down on Illegal Stock Trading by Securities Practitioners
Keywords: CSRC, Crackdown, Securities Practitioners
News content: The China Securities Regulatory Commission (CSRC) has announced the implementation of a special rectification plan to strictly punish violations of securities practitioners related to illegal stock trading. This measure demonstrates the Commission’s zero-tolerance stance on market irregularities and is aimed at maintaining fairness and transparency in the market.
According to the plan, the CSRC will enhance supervision over securities practitioners’ stock trading, including real-time monitoring of trading accounts and rigorous examination of stock trading by practitioners and their relatives. Once violations are verified, legal penalties will be enforced, which may include fines, confiscation of illegal profits, suspension or revocation of qualifications, among other measures.
The release of this special rectification plan is a significant reinforcement of the professional conduct standards for securities practitioners and reflects the Commission’s concrete steps to strengthen the rule of law in the securities market and protect investor rights. The CSRC stressed that securities practitioners must strictly adhere to laws and regulations, maintain professional ethics, and protect market order, with any violations being subject to severe legal consequences.
【来源】http://www.chinanews.com/cj/2024/02-09/10162328.shtml
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