近日,中国证监会对外公布,为贯彻落实中央金融工作会议精神,强化金融监管,确保金融市场稳健运行,证监会组织力量对招商证券等多家证券公司的从业人员违法违规行为进行了集中查处。
此次稽查执法行动,重点打击了证券从业人员利用未公开信息买卖股票等行为,体现了证监会对违法违规行为“零容忍”的态度。证监会表示,将一如既往地保持高压态势,维护资本市场秩序,保护投资者合法权益。
针对当前证券市场的新情况、新问题,证监会进一步优化了执法手段,强化了日常监管与稽查执法的协同,加大了惩治力度,以确保金融市场肌体健康。
英文Title:Securities Regulator Cracks Down on Illegal Stock Trading by Industry Practitioners
Keywords:Securities regulator, zero tolerance, illegal activities
News content:
Recently, the China Securities Regulatory Commission (CSRC) has publicly announced that it has集中查处了多家证券公司从业人员的违法违规行为,包括 those from China Merchants Securities. This enforcement action is part of the commission’s efforts to implement the spirit of the Central Financial Work Conference, strengthen financial regulation, and ensure the stable operation of financial markets.
The inspection focused on cracking down on practitioners’ use of non-public information to trade stocks, demonstrating the CSRC’s “zero tolerance” stance towards illegal and non-compliant behaviors. The CSRC has stated that it will continue to maintain a high-pressure approach, safeguard market order, and protect the rights and interests of investors.
In response to new situations and issues in the securities market, the CSRC has further optimized its enforcement tools, strengthened the coordination between daily supervision and investigation and enforcement, and increased the severity of penalties to ensure a healthy market mechanism.
【来源】http://www.chinanews.com/cj/2024/02-09/10162131.shtml
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