近日，科技部监督司印发了《负责任研究行为规范指引（2023）》，对科研人员及单位提出了开展负责任研究应遵循的科学道德准则和学术研究规范。其中，明确规定不得使用生成式人工智能直接生成申报材料，不得将其列为成果共同完成人。此举旨在确保科研活动的伦理性和规范性。
《指引》涵盖了研究选题与实施、数据管理、成果署名、同行评议、伦理审查等多个方面，强调科研人员应将科技伦理要求贯穿研究全过程。针对成果发布问题，《指引》强调公布突破性研究成果和重大研究进展应经所在科研单位同意。未经科学验证或同行评议的研究成果，科研人员不得向公众传播。
此外，《指引》还指出，开展涉及以人为研究参与者、涉及实验动物，以及不直接涉及人或动物，但可能在生命健康、生态环境、公共秩序、可持续发展等方面带来伦理风险挑战的科技活动，应按规定进行科技伦理审查。
在学术交流方面，《指引》强调应发扬学术民主，尊重首创，坚持公开透明。开展对外科技交流与合作需提供相关数据的，须按相关要求履行报批程序，严格遵守科技保密和特定研究成果发表的相关法律法规要求。
Title:科技部 Issues Guidance on Responsible AI Use in Research
Keywords: Ministry of Science and Technology, AI, Ethical Guidelines
News content:
Recently, the Ministry of Science and Technology’s Inspection Department issued the “Guidance on Responsible Research Behavior (2023),” which proposes scientific moral principles and academic research norms that researchers and units should follow. The guidance explicitly states that generated artificial intelligence (AIGC) should not be used to directly generate application materials and should not be listed as co-authors of the achievements. This move aims to ensure the ethicality and normativity of research activities.
The guidance covers various aspects, such as research topic selection and implementation, data management, achievement signing, peer review, ethical review, and emphasizes that researchers should integrate ethical requirements throughout the entire research process. On the issue of成果 release, the guidance emphasizes that breakthrough research findings and significant research progress should be published after obtaining the consent of the relevant scientific research units. Unverified or unreviewed research findings should not be disseminated to the public.
Furthermore, the guidance also points out that scientific and technological activities involving human research participants, experimental animals, or activities that may bring ethical risk challenges to life, ecology, public order, and sustainable development, even if not directly involving humans or animals, should follow the regulations on ethical reviews.
In terms of academic exchanges, the guidance emphasizes the importance of academic democracy, respect for originality, and adherence to openness and transparency. When carrying out foreign scientific and technological exchanges and cooperation, relevant data must be provided in accordance with the relevant requirements and strictly adhere to the laws and regulations on scientific and technological confidentiality and specific research achievements publication.
【来源】https://www.ithome.com/0/743/159.htm
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